FCA Compliance Training Courses
Our FCA Compliance Courses
Client Assets and Money
Conflicts of Interest (FCA)
Customer Complaints Handling
Financial Sanctions (FCA)
Introduction to FCA Regulation
Market Abuse Regulation
Senior Managers and Certification Regimes
Treating Customers Fairly
Tailoring: You can tailor all of the courses in this topic using the free Adapt Authoring Tool.
Our FCA Compliance courses are available as part of the Compliance eLearning Suite in one great package.
The Financial Conduct Authority (FCA) is a financial regulatory body. Its function is to oversee and regulate the financial services industry to ensure they conduct themselves with fairness and integrity. The FCA is an independent body, although it operates collaboratively with other institutions such as The Bank of England.
In order to be approved for membership to the FCA, firms must meet its strict requirements, including abiding by FCA rules, complying with the FCA code of practice, and must have implemented proper reporting processes.
Our FCA compliance eLearning courses are designed to raise standards and levels of conduct throughout your organisation, giving you both peace of mind and the competitive edge when it comes to earning consumers' trust.
Our Introduction to FCA Regulation course explores the principles of the FCA and best practices to observe to meet FCA standards. Organisations interested in this course may also like to explore other ethics based courses, such as Conflict of Interests and Complaints and Compliments, which were developed with FCA principles in mind.
Flexible and engaging, our selection of FCA compliance courses focus on meeting FCA requirements, raising awareness amongst your employees about such things as Anti-Bribery and Corruption and Anti-Money Laundering. In line with the FCA's focus on integrity in business, the courses also cover how to compete fairly in the marketplace and ways to ensure your employees are Treating Customers Fairly.
All our FCA Compliance training courses are available off-the-shelf for ease of use; we can also work with your subject experts to tailor the approach and information to suit your organisation's requirements. Using the Adapt Authoring Tool you can even modify our courses yourself.
FCA Compliance Insights
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