Our FCA Compliance Training Courses
Financial Sanctions (FCA)
This immersive eLearning course on financial sanctions explores how firms can ensure that they are complying with the financial sanctions regime and the role of the Financial Conduct Authority (FCA) in ensuring that firms... Read More »
FCA Regulation
This online training course on the Financial Conduct Authority (FCA) explores how the FCA regulates conduct, the principles it sets for business, and the standards and processes laid-out in the FCA handbook.
Conflicts of Interest (FCA)
This online training course on conflicts of interest highlights the FCA regulation around conflicts of interest and the impact on individuals and firms. Employees are expected to act fairly and place the interests of their... Read More »
Treating Customers Fairly
All organisations in the financial sector need to put the fair treatment of customers at the heart of their business model. Our Treating Customers Fairly eLearning course covers the FCA Principles for Businesses, the meaning... Read More »
Vulnerable Persons
This online training course on Vulnerable Persons is set in an immersive format and looks at how firms can ensure that they are treating customers fairly by enabling customer services staff to confidently identify and support... Read More »
Customer Complaints Handling
This immersive eLearning course explores how firms can respond to customer complaints effectively and in line with the guidelines set by the Financial Conduct Authority (FCA). This course will enable learners to differentiate... Read More »
Market Abuse Regulation
The Market Abuse Regulation (MAR) is aimed at prohibiting insider dealing and unlawful disclosure of inside information, and market manipulation. Train your employees to protect them and your organisation from costly mistakes... Read More »
Senior Managers and Certification Regime
With the Senior Managers and Certification regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets. This immersive eLearning... Read More »
Client Money and Assets
This online training course on Client Money and Assets explores how the rules affect employees, the principles it sets for organisations and their clients, and the standards and processes laid out in the Clients Assets Sourcebook... Read More »
Tailoring: You can tailor all of the courses in this topic using the free Adapt Authoring Tool.
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The Financial Conduct Authority (FCA) is a financial regulatory body. Its function is to oversee and regulate the financial services industry to ensure they conduct themselves with fairness and integrity. The FCA is an independent body, although it operates collaboratively with other institutions such as The Bank of England.
In order to be approved for membership to the FCA, firms must meet its strict requirements, including abiding by FCA rules, complying with the FCA code of practice, and must have implemented proper reporting processes.
Our Introduction to FCA Regulation course explores the principles of the FCA and best practices to observe to meet FCA standards. Organisations interested in this course may also like to explore other ethics based courses, such as Conflict of Interests and Complaints and Compliments, which were developed with FCA principles in mind.
Flexible and engaging, our selection of FCA compliance courses focus on meeting FCA requirements, raising awareness amongst your employees about such things as Anti-Bribery and Corruption and Anti-Money Laundering. In line with the FCA's focus on integrity in business, the courses also cover how to compete fairly in the marketplace and ways to ensure your employees are Treating Customers Fairly.
All our FCA Compliance training courses are available off-the-shelf for ease of use; we can also work with your subject experts to tailor the approach and information to suit your organisation's requirements. Using the Adapt Authoring Tool you can even modify our courses yourself.
