FCA Compliance
FCA Compliance Training Courses
The Financial Conduct Authority (FCA) is a financial regulatory body. Its function is to oversee and regulate the financial services industry to ensure they conduct themselves with fairness and integrity. The FCA is an independent body, although it operates collaboratively with other institutions such as The Bank of England.
In order to be approved for membership to the FCA, firms must meet its strict requirements, including abiding by FCA rules, complying with the FCA code of practice, and must have implemented proper reporting processes.
Our FCA compliance eLearning courses are designed to raise standards and levels of conduct throughout your organisation, giving you both peace of mind and the competitive edge when it comes to earning consumers' trust. Flexible and engaging, our selection of FCA compliance courses focus on meeting FCA requirements, raising awareness amongst your employees about such things as professional conduct and risk mitigation strategies. In line with the FCA's focus on integrity in business, the courses also cover how to compete fairly in the marketplace and best practices for dealing with customer complaints and conflicts.
All our FCA Compliance training courses are available off-the-shelf for ease of use; we can also work with your subject experts to tailor the approach and information to suit your organisation's requirements. Using the Adapt Authoring Tool you can even modify our courses yourself.
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FCA Compliance Courses
Anti-Bribery and Corruption (Introduction)
Introductory Anti-Bribery and Corruption eLearning Course. Learn More
Anti-Money Laundering
AML eLearning Course for your employees. Learn More
Code of Conduct
Business Code of Conduct eLearning. Learn More
Competing Fairly
Ensure Business Compliancy with Compete Fairly eLearning. Learn More
Complaints and Compliments
Complaints and Compliments eLearning. Learn More
Conflicts of interest
Conflicts of interest eLearning course for more compliant businesses. Learn More
Data Protection
Data Protection eLearning to ensure organisational compliance . Learn More
Introduction to FCA Regulation
eLearning to familiarise employees with FCA practices. Learn More
Treating Customers Fairly
Follow TCF principles and treat customers fairly. Learn More
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