Our FCA Compliance Training Courses
The regulation around the FCA's Client Assets rules requires organisations to arrange for adequate protection of clients' assets when it is responsible for them. This eLearning course explores how the rules affect employees,... Read More »
Employees are expected to act fairly and place the interests of their organisation ahead of personal interests in any business transaction. A conflict of interest occurs where an employee in an official capacity, acts to... Read More »
This immersive eLearning course explores how firms can respond to customer complaints effectively and in line with the guidelines set by the Financial Conduct Authority (FCA). Go behind the scenes at fictional firm Monimate... Read More »
This course explores how the FCA regulates conduct, the principles it sets for business, and the standards and processes laid-out in the FCA handbook.
This immersive eLearning course explores how firms can ensure that they are complying with the financial sanctions regime and the role of the FCA in ensuring that firms have adequate systems and controls to meet their financial... Read More »
The Market Abuse Regulation (MAR) is aimed at prohibiting insider dealing and unlawful disclosure of inside information, and market manipulation. Train your employees to protect them and your organisation from costly mistakes... Read More »
COMING SOON This course explores how the Markets in Financial Instruments Directive (MiFID) regulates organisations and investment markets, the principles it sets for business and protecting investors, and to help employees... Read More »
With the Senior Managers and Certification regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets. This immersive eLearning... Read More »
Our Treating Customers Fairly training course is designed to introduce financial sector employees to the principle of treating customers fairly. This includes how customers deserve to be treated and what best practice is... Read More »
This immersive eLearning course explores how firms can ensure that they are treating customers fairly by enabling customer services staff to confidently identify and support vulnerable customers. Go behind the scenes at fictional... Read More »
Tailoring: You can tailor all of the courses in this topic using the free Adapt Authoring Tool.
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Our FCA Compliance Training courses are available as part of the Online Compliance Training Suite in one great package.
The Financial Conduct Authority (FCA) is a financial regulatory body. Its function is to oversee and regulate the financial services industry to ensure they conduct themselves with fairness and integrity. The FCA is an independent body, although it operates collaboratively with other institutions such as The Bank of England.
In order to be approved for membership to the FCA, firms must meet its strict requirements, including abiding by FCA rules, complying with the FCA code of practice, and must have implemented proper reporting processes.
Our Introduction to FCA Regulation course explores the principles of the FCA and best practices to observe to meet FCA standards. Organisations interested in this course may also like to explore other ethics based courses, such as Conflict of Interests and Complaints and Compliments, which were developed with FCA principles in mind.
Flexible and engaging, our selection of FCA compliance courses focus on meeting FCA requirements, raising awareness amongst your employees about such things as Anti-Bribery and Corruption and Anti-Money Laundering. In line with the FCA's focus on integrity in business, the courses also cover how to compete fairly in the marketplace and ways to ensure your employees are Treating Customers Fairly.
All our FCA Compliance training courses are available off-the-shelf for ease of use; we can also work with your subject experts to tailor the approach and information to suit your organisation's requirements. Using the Adapt Authoring Tool you can even modify our courses yourself.
FCA Compliance Training Insights
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