Our FCA Compliance Training Courses

Financial Sanctions (FCA)

This immersive eLearning course on financial sanctions explores how firms can ensure that they are complying with the financial sanctions regime and the role of the Financial Conduct Authority (FCA) in ensuring that firms... Read More »

30 minutes Immersive

Introduction to FCA Regulation

This online training course on the Financial Conduct Authority (FCA) explores how the FCA regulates conduct, the principles it sets for business, and the standards and processes laid-out in the FCA handbook.

20 minutes Immersive

Conflicts of Interest (FCA)

This online training course on conflicts of interest highlights the FCA regulation around conflicts of interest and the impact on individuals and firms. Employees are expected to act fairly and place the interests of their... Read More »

40 minutes Detailed-Study

Treating Customers Fairly

All organisations in the financial sector need to put the fair treatment of customers at the heart of their business model. Our Treating Customers Fairly eLearning course covers the FCA Principles for Businesses, the meaning... Read More »

40 minutes Immersive

Vulnerable Persons

This online training course on Vulnerable Persons is set in an immersive format and looks at how firms can ensure that they are treating customers fairly by enabling customer services staff to confidently identify and support... Read More »

35 minutes Immersive

Customer Complaints Handling

This immersive eLearning course explores how firms can respond to customer complaints effectively and in line with the guidelines set by the Financial Conduct Authority (FCA). This course will enable learners to differentiate... Read More »

30 minutes Immersive

Market Abuse Regulation

The Market Abuse Regulation (MAR) is aimed at prohibiting insider dealing and unlawful disclosure of inside information, and market manipulation. Train your employees to protect them and your organisation from costly mistakes... Read More »

1+ hours Detailed-Study

Senior Managers and Certification Regime

With the Senior Managers and Certification regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets. This immersive eLearning... Read More »

30 minutes Immersive

Client Money and Assets

This online training course on Client Money and Assets explores how the rules affect employees, the principles it sets for organisations and their clients, and the standards and processes laid out in the Clients Assets Sourcebook... Read More »

90 minutes Detailed-Study

Tailoring: You can tailor all of the courses in this topic using the free Adapt Authoring Tool.

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The Financial Conduct Authority (FCA) is a financial regulatory body. Its function is to oversee and regulate the financial services industry to ensure they conduct themselves with fairness and integrity. The FCA is an independent body, although it operates collaboratively with other institutions such as The Bank of England.

In order to be approved for membership to the FCA, firms must meet its strict requirements, including abiding by FCA rules, complying with the FCA code of practice, and must have implemented proper reporting processes.

FCA Compliance Training
FCA Compliance Training

Our introductory course on FCA Regulation explores the principles of the FCA and best practices to observe to meet FCA standards. Organisations interested in this course may also like to explore our range of courses focusing on key FCA regulations including Finacial Sanctions (FCA), Conflicts of Interest (FCA), Vulnerable Persons, Customer Complaints Handling, Market Abuse Regulation (MAR), Senior Managers and Certification Regime (SMCR), and Client Money and Assets (CASS).

Flexible and engaging, our selection of specialist FCA compliance courses focus on meeting FCA requirements, raising awareness amongst your employees and improving the overall conduct in line with FCA regulations. In line with the FCA's focus on integrity in business, we also offer a course on ways to ensure your employees are Treating Customers Fairly.

All our FCA Compliance training courses are available off-the-shelf for ease of use; we can also work with your subject experts to tailor the approach and information to suit your organisation's requirements. Using the Adapt Authoring Tool you can even modify our courses yourself.

FCA Compliance Training

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