Key Learning Points:
- What the client money and asset rules are
- How the client money and assets rule affect your organisation
- How to comply with the key requirements as set by the CASS
- How to apply five key processes to protect client money in compliance with the client money rules (CASS 7)
- Mandate-making information is required to create a mandate and how to safeguard this information
- What the reporting requirements (CASS 9) are and the resolution pack requirements (CASS 10)
This online training course on Client Money and Assets explores how the rules affect employees, the principles it sets for organisations and their clients, and the standards and processes laid out in the Clients Assets Sourcebook (CASS).
The course is designed to enables learners to understand the regulation around the FCA's Client Assets rules and the key requirements for organisations to arrange for adequate protection of clients' assets when it is responsible for them.
Learners are tested on their knowledge with an assessment test at the end of each module. Learners must make all the right decisions to reduce the risks and ensure compliance with client money and assets rules. Their success is measured by a risk-o-meter. Keep the needle in the green by answering questions correctly and pass each module. On successful completion of the course, learners will be able to download a certificate of achievement. Learners can also take the assessment again to improve their score.
2 Ways of Purchasing
You can purchase our courses individually or for even better value you can purchase the complete range of Compliance, Health and Safety or Performance Management courses in one neat bundle.
1. Individual Licenses
If you buy courses on an individual bases you pay a price per learner, per course per year. You can run these courses on your own LMS if Xapi/SCORM compliant or you can take them.
2. Complete Bundle
Buy all of the Compliance, Health and Safety or Performance Training courses in one great value package and receive unlimited benefits.
1. Individual Pricing
|Number of Learners||Cost (per year)
|1 - 10||29 / per learner|
|11 - 20||25 / per learner|
|21 - 50||20 / per learner|
|51 - 100||15 / per learner|
|101 - 150||10 / per learner|
Exchange rates are updated regularly but are only intended as a guide.
2. Complete Bundle Pricing
If you buy all the Compliance, Health & Safety or Performance Training in a complete bundle, all features come as standard, no matter the size of your organisation!
|Number of Learners||Cost (per year)
|50 - 100||30 / per learner|
|101 - 200||25 / per learner|
|201 - 300||21 / per learner|
|301 - 400||18 / per learner|
|401 - 500||15 / per learner|
|501 - 750||12.50 / per learner|
|751 - 1000||10 / per learner|
|1001 - 2500||8 / per learner|
|2501 - 5000||6 / per learner|
|5000 - 10,000||5 / per learner|
- All courses in our catalogue
- New courses added regularly
- Branded, downloadable posters
- Customise Course Content for Your Team
- Astute eLearning Platform
- Regular course updates
- Dedicated Account Manager
- Unlimited help desk support
Exchange rates are updated regularly but are only intended as a guide. Prices are based on a 2 year contract.Get a Quote
Clients Assets Sourcebook (CASS)
The FCA has made it clear that the protection of client money is of the utmost importance to the regulator. The FCA requires organisations to follow rules set out in the Clients Assets Sourcebook (CASS) whenever they hold or control client money or safe custody assets as part of their business. The key objective of this regulation is to arrange for adequate protection of client money and keep their assets safe, in case their business fails and exits the market. Inadequate measures revealed in high-profile failures such as Lehman Brothers and MF Global resulted in both protracted legal wrangling and renewed regulatory attention.
If you have any questions that are not covered here, please get in touch.