Introduction to FCA Regulation

eLearning to familiarise employees with FCA practices

Course Overview

This course explores how the FCA regulates conduct, the principles it sets for business, and the standards and processes laid-out in the FCA handbook.

Enquire Now CPD Points

Course Duration: 20 minutes

Available in: 1 Language

Tagged in: FCA Compliance

Technical Requirements

CPD Points: Yes

Editable? Yes, using the Adapt Authoring Tool

What to Expect

Suitable for employees at all levels, the key learning outcomes of this course are:

What FCA regulation is and does, and why it exists.
What the FCA's main responsibilities are, e.g. authorisation, supervision, and enforcement.
What the FCA do to ensure the industry's customers are treated fairly.
How the FCA vets firms to ensure they meet the requirements for registration.
How to access the FCA handbook.
What the eleven principles for business are under the regulatory system.
What responsibilities managers have to ensure employees are properly trained and competent.

Pricing

Subscribe to Compliance Essentials for a library of eLearning courses to meet your governance, risk management and compliance (GRC) training requirements. Subscription includes delivery through our Astute eLearning Platform, putting you in control of your compliance training programme all year round.

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Exchange rates are updated regularly but are only intended as a guide.

About

In the past, miss-selling, misconduct, malpractice, and even fraud, has resulted in billions of pounds in fines, compensation, and other penalties for the UK's financial services industry. These penalties have negatively affected pension plan holders, shareholders, savers, and investors – not to mention the economy at large – and that's why it's essential for financial services firms and markets to be regulated. This is the purpose of the Financial Conduct Authority (FCA).

Pricing

Great Value Package

Our Compliance Essentials Suite includes all of our compliance training in one neat bundle, as well as access to our 'Take 5' microlearning courses (compact five-minute courses in the form of challenges, presentations, and short games). The suite also includes regular course updates to ensure compliance with new legislation and working practises.

What's more, our intelligent eLearning platform Astute makes it easy to evaluate learners progress, providing detailed audit trails and infographics analytics.

What's included

All courses in the Compliance eLearning Suite
Astute eLearning Platform
Branded, downloadable posters
Updated courses and platform enhancements
Dedicated Account Manager
Unlimited help desk support

Astute LMS: Designed to empower your workforce

You can get this course on a fully hosted platform - Astute

Our customers love Astute's user-friendly design and the freedom to automate many admin fuctions.

Whether you're new to eLearning, or just in need of a fresh start, Astute can help your organisation create a powerful learning culture.

Advanced Reporting

Astute creates a robust audit-trail for L&D managers, compliance managers and auditors, making it easy to measure results and track employee progress.

Cloud Based

Get up and running quickly with our secure cloud-based platform which allows learners access to eLearning content anytime, anywhere over the internet. Since we host Astute, there's no need to devote time or resources to installation and set-up - it's ready when you are.

Automation

Astute streamlines many manual processes such as course enrolments, chase / trigger emails, and automated reporting through its advanced automation features. Take the administrative burden out of your training activities.

Multilingual Capability

Need Astute in multiple languages? No problem. We delivery multilingual programmes for many global organisations, and currently support more than 30 languages.

Forms and Workflows

Administrators can create forms for things like expenses claims, gift and hospitality registers, holiday requests, and much more. Approval and workflow rules can also be set for each form. Every-day reporting made easy!
Performance Management

Provide your users with personalised skills-assessments to help them reach their personal goals with individual learning plans and progress reports.

Policy Manager

Distribute learning materials and associated policies easily to your employees, and quickly track who has or hasn't completed the task at the click of a button.

Brand-on-Demand Poster Library

Support your learning initiatives offline through Astute's Brand-on-Demand poster campaigns. Choose from over 500 customisable templates to reinforce key compliance messages.

Multi-Tenancy

Because one size doesn't fit all, Astute allows different departments, branches, or group-companies to segregate and brand their own log-in portals and customise permissions to suit their needs.

Face-to-Face

Manage face to face courses, log external training as well as internal, create an audit trail of learners entire training history. Asynchronous learning. Virtual classrooms!