Employees are expected to act fairly and place the interests of their organisation ahead of personal interests in any business transaction. A conflict of interest occurs where an employee in an official capacity, acts to gain a personal advantage for them or an individual known to them, such as family or a friend.
This course highlights the FCA regulation around conflicts of interest and the impact on individuals and firms.
What to Expect
In this course, you will learn:
- What constitutes conflicts of interest
- How to identify behaviours that constitute conflicts of interest
- How to comply with FCA requirements for managing conflicts of interest
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As per the FCA policy, a conflict of interest "occurs when an organisation or an employee with a vested interested becomes unreliable because of a clash between personal and professional affairs". Conflicts of interest can lead to businesses or individuals to act in a biased manner, affecting decision-marketing. The FCA requires an organisation to manage conflicts of interest fairly, both between itself and its customers and between a customer and another client.
Great Value Package
Our Compliance Essentials Suite includes all of our compliance training in one neat bundle, as well as access to our 'Take 5' microlearning courses (compact five-minute courses in the form of challenges, presentations, and short games). The suite also includes regular course updates to ensure compliance with new legislation and working practises.
What's more, our intelligent eLearning platform Astute makes it easy to evaluate learners progress, providing detailed audit trails and infographics analytics.
- Access to all Online Compliance Training for One Great Price
- Innovative Astute eLearning Platform
- New Courses Added Regularly
- Regular Course Updates
- Downloadable Posters and Assets
- Dedicated Account Manager
- Customise Course Content for Your Team
- Unlimited Help Desk Support
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