Key Learning Points:
- Rules that apply to staff at different levels under SM&CR
- Conduct rules applicable to Senior Managers
- Key questions about Conduct Rules and Fitness and Propriety requirements
- Key questions about Certification Regime and Senior Managers Regime
- Applying your understanding of SM&CR to your organisation and role
With the Senior Managers and Certification regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets.
This immersive eLearning course is ideal for all employees of regulated organisations and will help them understand the conduct rules under each regime and how they apply to various individuals within the firms.
This course guides the learners through the requirements of the SM&CR conduct rules and invites them to apply a range of key questions to their own role and the firm, to help ensure that they and their firm remain compliant.
- Course duration: 30 minutes
- Immersive learning experience
- Certificate on completion
- Course can be tailored using Adapt Authoring Tool
Who Should Take This Course?
This eLearning course is recommended for employees of FCA regulated firms including:
- Full-time staff
- Certified staff
- Senior Managers
- Non-Executive Directors (NEDs)
Learners are tested on their knowledge with a quiz at the end of each topic. Each short quiz is measured by a risk-o-meter with learners taking the right decisions to keep the risks low. Learners must answer 80% of the questions correctly to pass the course. Learners can also take the assessment again to improve their score.
2 Ways of Purchasing
You can purchase our courses individually or for even better value you can purchase the complete range of Compliance, Health and Safety or Performance Management courses in one neat bundle.
1. Individual Licenses
If you buy courses on an individual bases you pay a price per learner, per course per year. You can run these courses on your own LMS if Xapi/SCORM compliant or you can take them.
2. Complete Bundle
Buy all of the Compliance, Health and Safety or Performance Management courses in one great value package and receive unlimited benefits.
1. Individual Pricing
|Number of Learners||Cost (per year)
|1 - 10||29 / per learner|
|11 - 20||25 / per learner|
|21 - 50||20 / per learner|
|51 - 100||15 / per learner|
|101 - 150||10 / per learner|
Exchange rates are updated regularly but are only intended as a guide.
2. Complete Bundle Pricing
If you buy all the Compliance, Health & Safety or Performance Management in a complete bundle, all features come as standard, no matter the size of your organisation!
|Number of Learners||Cost (per year)
|1 - 100||30 / per learner|
|101 - 200||25 / per learner|
|201 - 300||21 / per learner|
|301 - 400||18 / per learner|
|401 - 500||15 / per learner|
|501 - 750||12.50 / per learner|
|751 - 1000||10 / per learner|
|1001 - 2500||8 / per learner|
|2501 - 5000||6 / per learner|
|5000 - 10,000||5 / per learner|
- All courses in our catalogue
- New courses added regularly
- Branded, downloadable posters
- Customise Course Content for Your Team
- Astute eLearning Platform
- Regular course updates
- Dedicated Account Manager
- Unlimited help desk support
Exchange rates are updated regularly but are only intended as a guide. Prices are based on a 2 year contract.Get a Quote
Senior Managers and Certification Regime
With the Senior Managers and Certification Regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets. Under the SM&CR, there is an increase in the scope of personal accountability, making a wider range of people accountable. The SM&CR replaces the Approved Persons regime and applies to banks, insurers and 'solo-regulated firms' - regulated by the Financial Conduct Authority (FCA) from 9 December 2019. Train your employees on the conduct rules under SM&CR and which rules apply to whom.
If you have any questions that are not covered here, please get in touch.