Course Overview

With the Senior Managers and Certification regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets.

This immersive eLearning course is ideal for all employees of regulated organisations and will help them understand the conduct rules under each regime and how they apply to various individuals within the firms.

Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime

Course Duration: 30 minutes

Available in: 1 Language

  • English English

Tagged in: FCA Compliance Training

Technical Requirements

CPD Points: No

Editable? Yes, using the Adapt Authoring Tool

What to Expect

In this course, employees will learn:

  • What rules apply to staff at different levels under SM&CR
  • How to identify key questions about the Conduct Rules and Fitness and Propriety requirements
  • How to identify key questions about the Certification Regime and Senior Managers Regime
  • How to apply your understanding of the SM&CR to your organisation and your role

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Pricing

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Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime
Senior Managers and Certification Regime

About

With the SM&CR, there is an increase in the scope of personal accountability, making a wider range of people accountable. The SM&CR replaces the Approved Persons regime and applies to banks, insurers and 'solo-regulated firms' - regulated by the Financial Conduct Authority (FCA) from 9 December 2019.

Great Value Package

Our Compliance Essentials Suite includes all of our compliance training in one neat bundle, as well as access to our 'Take 5' microlearning courses (compact five-minute courses in the form of challenges, presentations, and short games). The suite also includes regular course updates to ensure compliance with new legislation and working practises.

What's more, our intelligent eLearning platform Astute makes it easy to evaluate learners progress, providing detailed audit trails and infographics analytics.

What's included

  • Access to all Online Compliance Training for One Great Price
  • Innovative Astute eLearning Platform
  • New Courses Added Regularly
  • Regular Course Updates
  • Downloadable Posters and Assets
  • Dedicated Account Manager
  • Customise Course Content for Your Team
  • Unlimited Help Desk Support
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