Senior Managers and Certification Regimes
Train your employees on the implications of SM&CR
This course is available as part of the Compliance eLearning Suite in one great package.
With the Senior Managers and Certification regime (SM&CR), the Financial Conduct Authority (FCA) is aiming to promote a proactive culture of responsibility and to improve conduct in financial markets.
This immersive eLearning course is ideal for all employees of regulated organisations to help them to understand the implications of SM&CR and to facilitate planning for implementation of the new regime.
What to Expect
In this course, employees will learn:
- How to identify the components of the SM&CR
- How to identify key questions about the Conduct Rules and Fitness and Propriety requirements for yourself and your organisation
- What key questions to ask about the Senior Managers Regime for yourself and your organisation
- How to identify key questions about the Certification Regime for yourself and your organisation
- How to apply your understanding of the SM&CR to your organisation and your role
With the SM&CR, there is an increase in the scope of personal accountability, making a wider range of people accountable. The SM&CR replaces the Approved Persons regime and applies to banks, insurers and 'solo-regulated firms' - regulated by the Financial Conduct Authority (FCA) from 9 December 2019.
Astute LMS: Designed to empower your workforce
You can get this course on a fully hosted platform - Astute
Our customers love Astute's user-friendly design and the freedom to automate many admin fuctions.
Whether you're new to eLearning, or just in need of a fresh start, Astute can help your organisation create a powerful learning culture.
Astute creates a robust audit-trail for L&D managers, compliance managers and auditors, making it easy to measure results and track employee progress.
Get up and running quickly with our secure cloud-based platform which allows learners access to eLearning content anytime, anywhere over the internet. Since we host Astute, there's no need to devote time or resources to installation and set-up - it's ready when you are.
Astute streamlines many manual processes such as course enrolments, chase / trigger emails, and automated reporting through its advanced automation features. Take the administrative burden out of your training activities.
Need Astute in multiple languages? No problem. We delivery multilingual programmes for many global organisations, and currently support more than 30 languages.
Administrators can create forms for things like expenses claims, gift and hospitality registers, holiday requests, and much more. Approval and workflow rules can also be set for each form. Every-day reporting made easy!
Provide your users with personalised skills-assessments to help them reach their personal goals with individual learning plans and progress reports.
Distribute learning materials and associated policies easily to your employees, and quickly track who has or hasn't completed the task at the click of a button.
Support your learning initiatives offline through Astute's Brand-on-Demand poster campaigns. Choose from over 500 customisable templates to reinforce key compliance messages.
Because one size doesn't fit all, Astute allows different departments, branches, or group-companies to segregate and brand their own log-in portals and customise permissions to suit their needs.
Subscribe to Compliance Essentials for a library of eLearning courses to meet your governance, risk management and compliance (GRC) training requirements. Subscription includes delivery through our Astute eLearning Platform, putting you in control of your compliance training programme all year round.
Estimate Your Cost
For 150+ learners, please contact us for a quote.
Exchange rates are updated regularly but are only intended as a guide.